Conduct Risk and Treading Customers Fairly UK
In this course, you will learn about Conduct Risk and Trading Customers Fairly UK - 180 min CPD
What's included?
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57 Chapters
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34 Questions
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25 Videos
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1 Assessment
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1 Certificate
Learning Objectives
In this session we’ll look at:
- Understand Conduct Risk and Its Nine Key Drivers
- Apply the FCA Principles and the Conduct Rules
- Understand How Firms Should Manage Conduct Risk
- Apply Treating Customers Fairly (TCF) in Practice
- Understand the Consumer Duty — and How It Differs from TCF
Accreditation and CPD Recognition
The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 2 CPD Unit that approve education in financial regulation.
Course Content
Meet the instructor
Christos Drakos
Christos Drakos is a certified trainer by the HRDA (No. ΣΕΠ003951) since 2020 as well as a certified financial services professional holding both the CySEC Advanced and Anti Money Laundering certificates (No.5134).
Christos has extensive experience in Risk Management, Compliance and AML and currently serves as an Executive Director in a Crypto Asset Service Provider and holds various Non-Executive Directorships in Investment Firms and Funds.
Moreover, he is a certified ACCA member (ID 2899022).