Senior Management Systems & Controls UK
In this course you will learn about the Senior Management Systems and Controls requirements under FCA- 60 min CPD
What's included?
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16 Chapters
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16 Questions
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3 Videos
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1 Assessment
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1 Certificate
Learning Objectives
This course will prepare you to:
- Understand the Purpose of SYSC and Its Relationship with the SM&CR
- Know How Responsibilities Are Apportioned and Recorded
- Understand the Critical Areas of Systems and Controls
- Apply the Whistleblowing Framework
Accreditation and CPD Recognition
The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 1 CPD Unit that approve education in financial regulation.
Course Content
Meet the instructor
Christos Drakos
Christos Drakos is a certified trainer by the HRDA (No. ΣΕΠ003951) since 2020 as well as a certified financial services professional holding both the CySEC Advanced and Anti Money Laundering certificates (No.5134).
Christos has extensive experience in Risk Management, Compliance and AML and currently serves as an Executive Director in a Crypto Asset Service Provider and holds various Non-Executive Directorships in Investment Firms and Funds.
Moreover, he is a certified ACCA member (ID 2899022).