Insights, updates and professional learning content from FM Academy.
DORA compliance in 2026: Explore the five pillars, ICT risk management, incident reporting and key regulatory developments affecting EU financial firms.
13 November 2026 · Jeff Patterson
Read article: DORA Explained: Key Digital Operational Resilience Considerations for Financial EntitiesThis article explores why effective whistleblowing arrangements and strong ethical leadership are essential in financial services. It examines EU, CySEC and FCA requirements, highlighting how confidentiality, protection from retaliation and a culture of accountability help firms identify risks and build trust.
12 November 2026 · Jeff Patterson
Read article: Whistleblowing and Business Ethics: Building a Culture of IntegrityThis article explores the key responsibilities of an AML Compliance Officer, including customer due diligence, transaction monitoring, suspicious activity reporting and staff training. Discover common AML red flags in brokerages and why practical expertise and ongoing CPD are essential for effective compliance.
12 November 2026 · Jeff Patterson
Read article: AML Compliance: Key Responsibilities and Common Red FlagsThis article explores the role of a compliance officer in financial services, from regulatory oversight and compliance monitoring to advising management and managing risk. Discover the skills, responsibilities and ongoing professional development needed to build an effective compliance function and advance your career.
12 November 2026 · Jeff Patterson
Read article: The Role of a Compliance Officer in a Regulated Financial Services FirmBecome A Training Partner, to sell our self paced courses via other partners .
